Secrets of the Cave III: The Cave of Monk Wu

Once upon a time, there was a monk called Hongbian. He was Chinese, but he grew up in a city ruled by the Tibetan empire. So, like everybody else in the city, he wore Tibetan clothes, and learned to read and write the Tibetan language. Because he was from the wealthy Wu family, he quickly rose in the ranks, eventually becoming one of the most senior monks in Dunhuang. This brought him in contact with orders that came from the emperor of Tibet himself.

More than once, the Tibetan emperor commanded that the city of Dunhuang should make hundreds of copies of Buddhist sutras in Tibetan. The copying of these sutras was a massive undertaking, almost turning the whole city into a scriptorium — on which, see my previous posts here. Hundreds of (mostly Chinese) scribes copied the sacred Tibetan syllables onto loose-leaf pecha pages and scrolls. The result was a series of monumental volumes of the Perfection of Wisdom sutra, and many hundreds of scrolls of the Sutra of Aparamitayus (the manuscript Pelliot tibetain 999 links Hongbian to the latter).

Many of these mass-produced sutras still exist today, because quite a few of them were placed in the Dunhuang cave. In an exciting new development, scholars investigating the recently opened libraries of Central Tibetan monasteries (including Drepung) have found more volumes of the same sutras, which seem to have been shipped there from Dunhuang. We know this because the colophons contain the names of the same Dunhuang-based scribal teams.

So Hongbian’s home was one of the major scriptoria of the Tibetan Empire. He was still there when the Tibetan rulers were kicked out of Dunhuang in 848. A few years later, he rose to the eminent position of the head of the Buddhist sangha in the whole of Hexi (basically modern Gansu province). Around the same time, he (and other wealthy relatives) paid for the excavation of a large cave shrine in the Dunhuang cave site. It was actually the third cave that he had commissioned, and all three now formed three stories of a cave temple.

This large new cave (now known as Cave 16) contained a small antechamber (Cave 17). It might have been a meditation retreat. Perhaps it was just for the storage of supplies. In any case, after Hongbian’s death in 862, it was converted into a memorial shrine with a statue of the revered monk in meditation, perhaps with his ashes beneath the statue. An inscribed stone recording his achievements was also placed in the cave. Over the next hundred years, Cave 17 later came to be filled to bursting with manuscripts, and Hongbian’s statue was taken out and put in the cave above.

*  *  *

Going over this story of how Cave 17 came into being, it is surprising how little it features in the explanations for the manuscript hoard that we have looked at so far. This might be (as Yoshiro Imaeda suggested in a recent article) because the Tibetan aspect of the cave has been neglected. This might be because Dunhuang has been dominated by Sinologists, derspite the fact that the Tibetan manuscripts are nearly as numerous as the Chinese.

What about those massive volumes of Tibetan Perfection of Wisdom sutras found in the cave? These have been of so little interest to Chinese scholars in the 20th century that most of them remain in the stores of the Dunhuang city museum, only recently coming to the attention of a new generation of Chinese and Tibetan scholars. Yet they might be the key to understanding the manuscript hoard. And what about the collection of letters (in Tibetan) addressed to Hongbian? These represent Hongbian’s official responsibilities, and they may have been interred in the cave at the same time as the statue and stone inscription, or some years later. Here’s a detail from a letter addressed to “Khenpo Hongpen”:

So, were the first batch of manuscripts placed in the cave those that belonged to Hongbian himself? These could have been the ‘seed’ for future deposits of manuscripts, until the function of the cave gradually changed into a repository for manuscripts. Perhaps another early batch of manuscripts was deposited after the death of another famous figure from Dunhuang, the Lotsapa* (translator) Chodrup, whose Chinese name was Facheng, and whose family (like Hongbian’s) was Wu. This monk was a contemporary of Hongbian, who also worked during the last decades of Tibetan rule in Dunhuang, translating Chinese texts into Tibetan at the order of the Tibetan emperor. He was also involved in the mass-production of Tibetan Perfection of Wisdom sutras, as a senior editor. In the Dunhuang cave, we find nice copies of Chodrup’s finished translations as well as working notes that may even be in his own handwriting.

Is this a pattern? First Hongbian’s manuscripts are deposited, then a few years later those of his relative Facheng/Chodrup. And then, on the same model, the manuscripts and paintings collected by other monks, once they had passed away. I don’t want to overstate this, but even the pious monk Daozhen (who we talked about in the last post) might be part of this pattern. If Daozhen’s personal manuscript collection was interred after his death, this would also account for the evidence that Rong used for his idea that the cave represented the collection of a single monastery.

*  *  *

I don’t want to argue for a “funerary deposit” theory to displace the “sacred waste” and “monastic library” theories. After all, human life is organic and messy and rarely reducible to single explanations. Over 150 years, our cave went through several incarnations: storage closet (perhaps), funerary shrine, manuscript repository. The man who built the cave died, a statue of him was placed inside it, and then his letters and books, and those of other people too, and then so many manuscripts that his statue had to be taken upstairs. Other people, born long after the cave was first made, came and performed rituals there, and more manuscripts were deposited, until the cave was filled to the brim. And then it was closed, and then…

What I’m trying to say is, it’s probably better for us to think of this cave in terms of “multiple uses” rather than single, conclusive theories. But let’s always keep Hongbian in the picture. Nowadays, his statue has been put back in the cave, and he sits in meditation under the shade of the tree that was painted on the wall behind him over a thousand years ago. It seems right that Hongbian himself should also return to the centre of our discussion of the manuscripts in the cave.

*  *  *

References

This post could not have been written without this superb article by Yoshiro Imaeda, in which he does not put forward a new theory about the manuscript cave, but sensitively reviews what has been written in the past, especially in the light of the Tibetan manuscripts:

Yoshiro Imaeda. 2008. “The Provenance and Character of the Dunhuang Documents.” Memoirs of the Toyo Bunko 66: 81–102.

This article is also worth reading (and is available on JSTOR):

Ma Shichang. 1995. “Buddhist Cave-Temples and the Cao Family at Mogao Ku, Dunhuang.” World Archaeology 27.2: 303-317.

And for those who read Chinese:

Ma Shichang. 1978. “Guanyu Dunhuang cangjingdong de jige wenti” 關於敦煌藏經洞的幾個問題. Wenwu 12: 21-33, 20.

*  *  *

Images

1. Hongbian’s statue, back in Cave 17.

2. Pelliot tibétain 1200, a letter addressed to Hongbian.

*  *  *

Note:

* The spelling of this mysterious word in the Dunhuang documents is usually lo tsa pa.

Secrets of the Cave II: The “Library Cave”


The really frustrating thing about the discovery of the Dunhuang cave, source of the earliest Tibetan manuscripts, is that nobody recorded what it looked like when it was reopened after some 900 years. Aurel Stein — who didn’t discover the cave, but was the first person on the scene to record what he saw, wrote:

Mixed up with these disarranged leaves, Chinese and Tibetan rolls, and portions of large Tibetan Pothis, there were found convolutes of miscellaneous Chinese papers, written on detached sheets. The utter confusion prevailing in these bundles and their careless fastening, often without an outer cloth cover, clearly showed that no trouble had been taken to preserve the materials in whatever kind of arrangement they might have originally been found.

Stein himself contributed to the problem. He had to negotiate with the Chinese monk Wang Yuanlu, who had discovered the sealed cave and was wary of the foreigner’s motivations. So Stein did not press Wang for access to the cave himself. Instead, Wang climbed inside and handed manuscripts out, and Stein (and his Chinese assistant) examined them in the larger space of Cave 16 (as you can see in the picture above). So, we have no archeological record of how the manuscripts were arranged in the cave before it was sealed, and this is one reason why nobody has yet been able to agree why the manuscripts were put in there in the first place.

*  *  *

When Stein wrote about his discovery of a cave full of manuscripts at Dunhuang, he called it a “monastic library” but I don’t think he really considered this very seriously, and he didn’t offer any theories about why a Buddhist monastery would place its whole library in a cave. Then, later on, when scholars looked more closely at the manuscripts which had monastic library stamps, they saw that they came from a variety of different monasteries. Why would that be?

Well, it could all be down to a monk called Daozhen, a member of the Sanjie monastery. In the year 934, he spent some time in his monastery’s library, and noticed how poorly stocked it was. Filled with religious enthusiasm, he vowed to make it better:

I will go carefully through the cartons and storehouses of all the families, seeking after sold and decayed scriptural texts. I will gather them in the monastery, repair and patch them from beginning to end, and pass them down the ages. Their light will beautify the gate of mystery for ten thousand generations and one thousand autumns.*

As Stephen Teiser has pointed out, Daozhen was no ordinary monk, but a member of one of the ruling families of Dunhuang, with plenty of connections to the wealthy laity. So it would not have been difficult for him to approach them for manuscripts which they no longer needed. Another scholar, Rong Xinjiang made the leap to arguing that the fruits of Daozhen’s labours are the contents of the Dunhuang cave itself.

As he promised in his vow, Daozhen collected unwanted fragmentary or duplicate manuscripts, and used them to fill gaps in the Sanjie monastery’s library, or to repair incomplete works in that library. Thus according to Rong, the existence of so many incomplete manuscripts in the Dunhuang cave is due to Daozhen’s efforts in collecting manuscripts from elsewhere. Rong also pointed out that many of the manuscripts are not actually incomplete, and seem to have been originally stored in the cave in neatly catalogued bundles.

Then in the early 11th century, Rong argues, the entire library of the Sanjie monastery was moved over to the Dunhuang cave and sealed. Why? Probably for its own safety, for fear of the Islamic armies who were threatening the Silk Route cities to the west. Thus for Rong, the contents of the Dunhuang cave represent a complete monastic library, rather than a variety of libraries and personal collections.

*  *  *

Rong’s theory is thorough and well-argued, and many have found it very convincing. You can read it yourself, in English translation, online: see the link below. But it is not actually conclusive. Shortly after Rong published his theory, another scholar (Dohi Yoshikazu) attacked it, arguing that only about 200 manuscripts can be shown to come from Sanjie monastery, which is a tiny fraction of the thousands of manuscripts from the cave. Nor is there any evidence that this monastery was near the caves (most if not all were several miles away in the nearby town). He also pointed out that another monastery in Dunhuang (Baoen), was inspecting and restocking its library at the end of the tenth century. So Sanjie was hardly a unique case.

Ultimately, I don’t think that Rong’s argument is necessarily wrong. It’s more that he presents it as a rebuttal of all other theories, especially that of what he calls “the sacred waste school.” When we don’t have command of all the historical facts, it doesn’t seem very wise to identify oneself with one particular theory to the exclusion of all others. Even if we accept that the Sanjie library really was sealed up in the Dunhuang cave, does that mean that it couldn’t also have been a repository for other pious deposits as well? And if we see something in Rong’s theory that this library was put in the cave to save it from non-Buddhist invaders, do we have to give up the possibility that people placed manuscripts in the cave at other times and for other reasons?

*  *  *

References

Dohi Yoshikazu. 1996. “Tonko isho fūhei no nazo wo megutte” 敦煌遺書封閉の謎をめぐって. Rekishi to chiri: Sekaishi no kenkyū 486: 32–33.

Rong Xinjiang. 2000. “The Nature of the Dunhuang Library Cave and the Reasons for its Sealing.” In Cahiers d’Extrême-Asie 11: 247–275. Online version here.

Stein, M. Aurel. 1921. Serindia: Detailed Report of Explorations in Central Asia and Westernmost China. 5 vols. Oxford: Oxford University Press. (quotation above from vol.II, p.811)

Teiser, Stephen. 1994. The Scripture on the Ten Kings and the Making of Purgatory in Medieval Chinese Buddhism. Honolulu: University of Hawaii Press.

*  *  *

Images

1. Photo showing Cave 16 and the manuscripts piled up for Stein to examine near the entrance to Cave 17, the “library cave”.

2. The manuscript Or.8210/S.5663, which was commissioned by Daozhen.

*  *  *

Note

* This is part of the colophon to the National Library of China manuscript Xin 新 329. The translation is from Teiser 1994. Daozhen’s commissioning of manuscripts is mentioned in another colophon, in the manuscript Or.8210/S.5663.