History – early Tibet

A Turk far away from home

August 6, 2013October 24, 2013 by Sam van Schaik, posted in Buddhism, China and Tibet, History, Manuscripts, Tibet, Uighurs

There is a sutra from the Dunhuang cave that is one of the few truly “illuminated” manuscripts from this collection; that is to say, it has small pictures of buddhas complementing the text.* As you can see from the image above, they have either been damaged, or perhaps were never completed. Anyway, these illuminations are not the most interesting thing about this manuscript. It is a copy of a Chinese sutra (the shorter Sukhāvatīvyūha) in Tibetan script. Apparently the scribe who wrote the manuscript knew spoken Chinese but not the written characters, so used the Tibetan alphabet instead.

But this was not a Tibetan. In a colophon, the scribe writes that he comes from the country of the Kyrgyz (Tibetan gir kis) though he now lives in Hexi, the province that contains Dunhuang. And another scribble on the back of the page states that though this sutra is written in TIbetan (thu pod), it was written by a Turk (‘brug). I must say I don’t understand the whole of the colophon, which seems to be a mixture of Tibetan, Turkic and Chinese words, but I detect the Turkic name Kahraman (khang re man). I could well be wrong, but let’s call him Kahraman.

So why did Kahraman, born in the Kyrgyz lands, end up in Dunhuang? The Uighur Turkic empire ruled the northern steppes from the mid-8th to mid-9th century, until they were destroyed by their enemies, the Kyrgyz. From then onwards hundreds of Uighur Turks fled south across the mountains. Some settled in the Turfan region, where they established the kingdom of Qocho, and others ended up in Hexi, where they ousted the local Chinese rulers and set up a kingdom based in Ganzhou (modern Zhangye). Here, surrounded by Tibetan and Chinese Buddhists, many of the Turks learned to write in Chinese or Tibetan, and adopted Buddhism. The Uighur Turks are the ancestors of the modern Uighurs of Xinjiang province. Over the following century, the Uighurs gradually converted to Islam. However, the Uighurs of Hexi remained Buddhists, and today are considered a separate ethnic minority in China, known as the Yugur people.

If Kahraman was a Kyrgyz, he would be have been living under the rule of his tribe’s enemies, the Uighurs. I suppose this is possible, but perhaps he was not a Kyrgyz after all, but was just referring to his homeland as the land that is now ruled by the Kyrgyz.

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Kahraman seems to have had a grasp of some basic Buddhist principles. From the colophon we can see that he was familiar with the idea that copying sutras accrues merit, and that merit leads to good rebirths. His colophon lists a dozen or so Buddhist texts (mostly by their Chinese titles) that he has written, and then recited in a single day as an offering to “the buddha, the gods and nagas of the eight quarters, and the protectors of the four directions.” By the merit of this, he hopes that one day he will be able to return to his own country, and that after he dies, he will be born free of suffering, not in hell, and preferably in the god realms.

This sutra is a reminder that Tibetan was the lingua franca of Central Asia for a long time, and that it allowed people from various backgrounds to communicate with each other. It also allowed them to participate in a shared system of religious values and practices. Centuries later, the Gansu Uighurs had adopted Tibetan Buddhism (along with other aspects of Tibetan culture like sky burial) and were firmly settled in the region. It looks like Kahraman was a first-generation immigrant, adopting the new languages and customs, but still hoping to return home one day.

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References:

A study of the manuscript IOL Tib J 1410 was published in 1927 by FW Thomas and GLM Clauson, mainly dealing with the Tibeto-Chinese phonology. Thomas’s reading of the colophon differs slightly from mine: F. W. Thomas and G. L. M. Clauson. 1927. “A Second Chinese Buddhist Text in Tibetan Characters.” J.R.A.S., April 1927, pp. 281-306, and Supplementary note, pp. 858-60.

On the Uighurs at Dunhuang, see:

Moriyasu Takao. 2000. “The Sha-chou Uighurs and the West Uighur Kingdom”. Acta Asiatica 78: 28-48.

Lilla Russell-Smith. 2005. Uygur Patronage at Dunhuang. Leiden: Brill.

And for the Uighur manuscript collections, a good summary of recent research is this online paper by Matsui Dai.

There is not much written on the Yugurs: Carl Gustav Mannerheim’s article published in 1911, “A Visit to the Sarö and Shera Yögurs” is still one of the best accounts. You can get a scan of it here.

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* Apparently the term “illuminated manuscript” can refer to manuscript embellished with decorations or colours other than black. Check out Michelle Brown’s excellent Understanding Illuminated Manuscripts (The British Library, 1994). An odd thing about the buddhas in this manuscript is that they are upside-down in relation to the text, something that has yet to be explained.

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IOL Tib J 1410 colophon:

recto:

@/:/ stag gi lo’i dbyar/ /gir kis yul du ha se to ab ‘ga den chung shi ‘gi/ /khang re man gyis/ the’u kyig shi chor lha ‘tso’i yid dam du bsngos te// [a] myi ‘da kyi bam po gcig dang/ par yang kyi bam po gcig [dang/] kwan im kyi bam po gcig dang/ ta sim kyi bam po gcig [dang/] phyogs bcu’i mtha yas bam po gcig dang/ /bkra shis bam po gcig dang/ /de ‘bur te ci’u bam po bcig dang/ / ‘da la ‘ji ci’u bam po gcig dang/ bzang po spyod pa smon lam dang/ /’thor bshags la stsogs te/ /gong nas smon pa ‘di rnams/ /yi dam du bris pa ‘di/ /gdugs gcig klag ching/ /sangs rgyas dang/ lha klu sde brgyad dang/ phyogs bzhi’i mgon po la mchod cing/ yi dam du bcas te/ /lha ‘tsho tshe lus la bsam pa thams cad grub ching yul du sngar phyin pa dang/ tshe slad ma la gar skyes kyang/ /sdug bsngal dang bral ching/ /na rag du myi rtung bar byin gyis skabs te/ lha yul du skye bar shog shig//

verso:

‘di yang de’i tshe/ thu pod yang ‘brug gis bris pa ‘o
gar song gar skyes kyang lha yul du skye bar smon no//

Captain Bower’s adventurous journey

July 4, 2013July 21, 2021 by Sam van Schaik, posted in China and Tibet, History, India and Tibet, India Office Records, Tibet, Uncategorized

Bower_AcrossTibetCover_detail — Detail from the cover of Hamilton Bower’s *Diary of a Journey Across Tibet*

I first heard of Captain Hamilton Bower as the man who made the first major manuscript find in the Central Asian deserts: the “Bower Manuscript” which sparked off the whole international scramble for archaeological treasures by Britain, France, Russia and others. At the time that he obtained this manuscript, in 1889, Bower had been sent on the trail of an Afghan who had murdered a Scottish explorer. A couple of years later, in 1891, Bower was sent on another mission, this time to Tibet as a spy. In disguise, with another British officer and an Indian “pundit”, Bower crossed into Western Tibet and proceeded towards Lhasa. But before he reached the city he was discovered by Tibetan officials, who flatly denied permission to enter Lhasa. In the end, he had to continue eastwards, crossing into Kham and leaving Tibet via Tachienlu.

Bower published the diaries of his travels in a book, Diary of a Journey Across Tibet, which was quite popular at the time. He also wrote a report entitled Some Notes on Tibetan Affairs, which was not published. This ten-page pamphlet was intended for the eyes of the Director of Military Intelligence, and was highly confidential. The note from British Intelligence at Shimla mentions that an account of “Captain Bower’s adventurous journey” is publicly available, but “the present pamphlet contains his remarks on the government, commerce, etc, of Tibet and China, which it is politically undesirable to publish and it is therefore issued confidentially.”

Reading the pamphlet, it’s easy to see why it was keep secret. Bower makes no attempt to hide the fact that he is concerned mainly with the prospects of British trade with Tibet (mainly the tea trade) and the means of opening up this trade via a military expedition. This was very much in line with the agenda of the British government in India was thinking, which was aggressively pushed forward by Lord Curzon once he took up the position of Viceroy. The invasion of Tibetan under Younghusband happened just over ten years after the publication of Bower’s report.

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Below are some extracts from the report, and under these, a link to a PDF of the whole thing.

On the premature deaths of the Dalai Lamas
Unfortunately Talai Lamas, who are supposed to come of age at eighteen, almost invariably die before attaining their majority. Since the beginning of the present century, all of them, disgusted with the sins of the world, have retired to the mansion of joy before the time came for taking over the seals of office. I am afraid that a post-mortem would demonstrate that the retirement, though undoubtedly owing to the sins of the world, was not entirely voluntary. The prevalence of poisoning in Tibet, a fact of which there is no doubt whatever, added to the abnormally high rate of mortality obtaining amongst them, is pretty conclusive evidence against the Gyalpos (literally “kings”) or regents with whom the power remains.

On China’s lack of influence in Tibet
The position of the Amban at Lhassa I take to be exactly the same as that of his fellow-countryman in Chiamdo; treated outwardly with much respect, before strangers at least, the bearing of the Tibetan authorities towards him is almost servile, but in reality he has no power whatever and lives in continual dread of the powerful priesthood. Even in Chinese Tibet, a country in no way to be confused with Independent Tibet, the Chinese power is merely nominal. In Lithang, for instance, the mandarin was quite pathetic in his complaints of his position: how he had no power whatever and dare not do anything for fear of the monks, how they were a turbulent lot, and a deal more to that effect.

Prospects for a British invasion
Looking at Tibet from a military point of view, we may say that it is quite feasible to coerce the Lhassa Government either from the south or west as with the exception of the passes the general elevation is not very great… As a general rule, it may be said that they can all be crossed at any time from midsummer to Christmas. The south and south-west also being populated, supplies sufficient for a very small force could be procured in the country, and a very small force is all that would be required to coerce the Lhassa Government.

The quality of Tibetan tea
From Lhassa to Ta Chen Lu the string of animals carrying brick tea to meet this enormous demand is continuous. These bricks are made of what appears to be the prunings of neglected bushes of extreme age. I used to think that some of the tea imported into Chinese Turkistan was the worst in the world, but since visiting Tibet I have changed my opinion.

Opening Tibet to trade
But tea is the article on which we must primarily pin our faith as a means of opening Tibet to commerce. The trade in other articles imported from China is simply an adjunct to the great tea trade; as soon as that is diverted to Darjeeling the other will assuredly follow. Unfortunately great opposition would be brought to bear from the Chinese, who, I believe, would almost as soon give up all their shadowy claim to Tibet as their monopoly of the supply of tea…

British relations with China
A general wish to keep on good terms with China in the hopes that she may be of possible use as an ally at some future date has largely influenced our dealings with her of late years; nothing could be more misplaced than the nervous consideration for China’s feelings that has guided our policy.

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Bower’s report was not taken very seriously back in England. Peter Hopkirk, who consulted a copy of the report in the archives of the Foreign Office, writes:

That the Foreign Office liked neither the hawkish tone of Bower’s report not its message is apparent from two footnotes neatly inscribed on the letter accompanying it. One dismisses his views on the Chinese in Tibet as ‘somewhat crude’. The other, in red ink, observes that he appeared to be ‘a sort of damn them all’ man.

You can probably judge for yourself from the extracts above, but these comments seem pretty fair to me. They also reflect the general gap between the attitudes of the British in India and at home; when Curzon did push through the invasion of Tibet in 1903 it was in the face of strong opposition from the British government.

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Click here for a PDF scan of Bower’s “Some Notes on Tibetan Affairs”

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References

Bower, H. 1893. “Some Notes on Tibetan Affairs”. Calcutta: Office of the Superintendent of Government Printing.

Bower, H. 1894. Diary of a Journey Across Tibet. London: Rivington, Percival and Co.

See also Peter Hopkirk’s Tresspassers on the Roof of the World: The Race for Lhasa (Oxford University Press, 1982) for a discussion of Bower’s journey and this report (pp.83-91).

The Earliest Evidence of Bonpo Rituals?

January 31, 2012 by Sam van Schaik, posted in Bon, History, Manuscripts

IOL Tib N 255 — A record of a ritual to a local deity, found in Miran (IOL Tib J 255)

The four-sided, pointed stick pictured above was found in the desert fortress of Miran by Aurel Stein in 1907. Along with the most of Stein’s acquisitions, it was then sent to London, where it was placed in the India Office Library, to be ignored by almost everyone except the librarian FW Thomas, who attempted to read the Tibetan writing on all of its four sides, and published his translation in his Tibetan Literary Texts and Documents in the 1950s.

The stick is all that remains of a ritual performance, which is recorded in Tibetan writing on each of its four sides. The writing tells us that this was a ritual for a local deity (yul lha) carried out by a team of ritual specialists including a bon po. Like the other documents from Miran, it dates from the time when the fort was an outpost of the Tibetan empire, which began to fall apart in the middle of the 9th century. This stick probably dates from a few years (perhaps a few decades) before that collapse.

So what we have seems to be a record of the actual performance of a ritual dating back to the time of the Tibetan empire. I think this must be by far the earliest reliable documentary evidence of the actual ritual activities of people identifying themselves as bon po.

Why is this interesting? There has been a debate going on in Tibetological circles for some time about the early non-Buddhist Tibetan religion, which was probably not known as Bon but was practised by ritualists known as bon po. The relationship between this early complex of ritual practices and the religion known as Bonpo (now accepted as one of the schools of Tibetan Buddhism) is complicated. Modern scholarship has cast doubt on the accounts of the Bonpo tradition about its own history, transmitted in texts which generally date from after the 10th century. Those attempting to understand the nature of the early non-Buddhist Tibetan religion have often turned to the Dunhuang manuscripts as an alternative source of evidence (I wrote more about this a while ago in this post).

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Miran fresco detail — A fresco from one of the stupas near the Miran fort, predating the Tibetan occupation by several centuries

There are quite a few manuscripts from Dunhuang about non-Buddhist ritual practices like funerals, divination and healing. I could write much more about them, but to show why the wooden dockets from Miran are so interesting, I’ll just say why the Dunhuang sources are somewhat unsatisfactory. First, as the Dunhuang cave seems to have been sealed in the early 11th century, these manuscripts may not date from much earlier than the transmitted texts of the Bonpo tradition, weakening claims by scholars that they are the more authentic sources. Second, the Dunhuang manuscripts are literary sources (though probably derived from oral traditions), mostly narratives or paradigms which would have presumably have supported ritual practice, but are not evidence for what people were actually doing.

On the other hand, the dockets from Miran can be dated, with some confidence, to the 9th century, and probably to Tibet’s imperial era. As records of actual ritual events, they let us know that this was not a merely a literary tradition, but a living practice. And unlike the literary texts, they are firmly local, telling us who the officiants of the ritual were, why the ritual was carried out, and the local deities to whom the ritual was addressed. The offer us the chance to see the activities of the bon po (as well as other ritual officiants like gshen), “on the ground.”

So, what kinds of rituals were being performed for the Tibetan military officials of the Miran fort? Unsurprisingly, there are quite a few records of funerals (see for example IOL Tib N 330). It is difficult to work out exactly what happened in the course of these rituals (despite Thomas’s valiant attempts at translation). It looks to me like the main aim of the funeral was to guide the “mental principle” (thugs) of the deceased to the right level (gral). One of the practices accompanying this seems to be a libation offering: most of the funeral records specify a precise number of spoonfuls (yams) of a sacred beverage (skyems) to be offered. Reference to a “beverage offering” (skyems gsol) in the Old Tibetan Annals suggests that some form of this practice goes back to the 7th century or earlier.

But it is only in another kind of ritual, the supplication of local deities, that we find the four-sided pointed sticks like the one at the top of this post. I don’t know the reason for the stick’s being carved into this shape, and any ideas would be welcomed (could it represent an arrow, for example?). The ritual supplications are directed to a variety of deities, including the local deities (yul lha), and minor spirits like sman and g.yang. In these rituals, the main officiant is called lha bon po, that term lha presumably indicating his special role towards deities. The other officiant is the gshen, and it is interesting to see that it was the norm, rather than the exception, for these two types of ritualist to work together.

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There’s much more to be said about these ritual dockets, but I’ll conclude with a thought about the people who produced them. Clearly they were the soldiers and officials manning the outposts of the Tibetan empire in Central Asia. In two cases, we have the names of the people who either officiated or commissioned the ritual, and they both have the high official rank of blon. So it seems that well after the official adoption of Buddhism as the Tibetan state religion, the practice of non-Buddhist rituals was common (perhaps even standard) among the Tibetan ruling class. In a sense, this shouldn’t surprise us. Perhaps more surprising is that one of the dockets (IOL Tib N 279) mentions the presence of 21 Buddhist monks (dge ‘dun) at a funeral ritual. It is difficult to say from this source whether these monks were carrying out the role normally performed by the bon po or were just in attendance at a (non-Buddhist) funeral for a deceased member of their sangha. Either scenario is intriguing.

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References

I have written an article on these and other early sources on non-Buddhist Tibetan ritual practice, provisionally titled “The Naming of Tibetan Religion: Bon and Chos in the Imperial Period,”which will come out at some point in the near-ish future, and I’ll post a notification when it does.

FW Thomas’s translations can be found in the section “Government and Social Conditions” of his Tibetan Literary Texts and Documents concerning Chinese Turkestan, Part II: Documents, Royal Asiatic Society, London, 1951.

For some interesting discussion of the term bon in the early period, and the dates of the Dunhuang sources, see Henk Blezer, “Ston pa gshen rab: Six Marriages and Many More Funerals.” Revue d’Études Tibétaines 15 (2008): 421–479. PDF available right here.

The reference to skyems gsol in the Old Tibetan Annals is in the year 682-3. See the translation at p.94 of Brandon Dotson’s The Old Tibetan Annals: An Annotated Translation of Tibet’s First History. Vienna: Verlag der Österreichischen Akademie der Wissenschaften, 2009. The Tibetan text of the Annals and many early ritual texts from Dunhuang are freely available over at OTDO.

I also recommend having a look at Vincent Bellezza’s translation of a narrative on the “golden libation” (gser skems) recently found in the Gathang stupa.

Finally, for all other matters bibliographic see Dan Martin’s extensive online Bon bibliography.

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Afterthought on the date of the Miran documents

While we know that Dunhuang was swept away from the Tibetans in the year 848, the exact date of the fall of Miran is unknown. In The Tibetan Empire in Central Asia (p.172), Christopher Beckwith states that Miran remained in Tibetan hands into the 850s, but then “passed out of the historian’s ken”. It seems likely to me that this passing out of history was accompanied by the swift decline of the fort as a functional part of the Tibetan empire. Without the imperial support network that kept these outposts going (of which we know quite a lot from many of the other wooden documents from Miran), it is not likely that they could have continued to function for very long. Their Tibetan inhabitants would then have returned to Tibet proper, or to the nearest cities with large Tibetophone populations, like Liangzhou. In their language and palaeography, the ritual dockets belong among the military documents that form the bulk of the Miran manuscripts, and thus I think should be considered a part of the culture of imperial Tibet, even if their exact terminus ad quem is not known.

The Chinese under Tibetan rule

May 10, 2011July 12, 2013 by Sam van Schaik, posted in History, Manuscripts, Tibetology

We’ve become accustomed to thinking Tibet in terms of its present status, subsumed by China, so it’s interesting to consider the time when Tibet was an occupying force in parts of China. It’s fairly well-known that the Tibetan army was once a very effective war machine that even got as far as occupying the Chinese capital in 763. But what was it like to be a person of Chinese background living under Tibetan occupation?

After their town fell to the Tibetans in 786, the Chinese inhabitants of Dunhuang were forced to abandon many of their cultural customs. For instance, they had to wear Tibetan clothes, and were only allowed to put on their traditional outfits on special occasions. A passage from the New Tang Annals suggests that this was a cause of secret sorrow:

The inhabitants of the city all adopted foreign dress, and submitted to the enemy; but each year when they worshipped their ancestors, they put on their Chinese clothes, and wept bitterly as they put them by.

The strains in the relationship between the Chinese inhabitants of Dunhuang and their Tibetan overlords can be seen in some of the letters from the sealed cave in Dunhuang. One letter (Pelliot tibétain 1083) deals with about a situation in which Tibetan officials were basically kidnapping Chinese women to be their wives. The letter is from the Tibetan minister responsible for the whole region, who had received several petitions from local Chinese about this abuse of power by Tibetan officials. To his credit, he responded by banning the practice of kidnapping, saying that the women should be able to marry according to their own wishes.

Another letter (Pelliot tibétain 1089) is a response to an uprising by the Chinese in Dunhuang against their Tibetan masters, in which some Tibetans were killed. In response to demands from the Chinese officials for greater powers, the letter sets out the hierarchy of official positions. The long list is a treasure-trove for those who study the bureaucracy of the Tibetan empire. But let us just note one thing: the letter makes it clear that even the lowest-ranking Tibetan is of higher status than the highest-ranking Chinese.

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Not that relations between the Tibetan masters and their Chinese subjects were all about hostility. Over time, a generation of Chinese grew up in Dunhuang, learning to read and write (and presumably, speak) Tibetan. Many of them even had Tibetan names. On the other hand, there was no attempt to stop people using the Chinese language, so a generation of children grew up bilingual.

Out of this came one of the great translators of the time, Go Chodrup. His work translating Chinese texts into Tibetan came to the attention of the Tibetan emperor, who issued Chodrup with commissions to translate Buddhist sutras. Though this point is much contested, it seems that Chodrup was a Chinese (his other, Chinese, name was Facheng) from the same Wu clan as the influential priest Hongbian (see the last post). Much later, some of Chodrup’s translations were accepted into the Tibetan Buddhist canon — a lasting effect of the cultural pluralism at Dunhuang.

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The Tibetanized Chinese people of Dunhuang proved to be useful to the Tibetan empire in another way. With its sophisticated papermaking resources, Dunhuang was an ideal scriptorium, and in the early ninth century thousands of copies of sutras were written here. Most of the scribes were Chinese, but they were overseen by Tibetans. Discipline was tough: wasted paper would be punished by flogging, and failure to produce the sutras on time could result in a scribe’s property being impounded, or his family being held hostage (see this post).

Presumably this didn’t happen too often, for Dunhuang turned out to be a very efficient scriptorium for the Tibetan Empire. Manuscripts of the Perfection of Wisdom sutras produced here have been discovered recently in monastic libraries Central Tibet. How do we know they came from Dunhuang? Because they are signed by the same scribes, Chinese scribes, seen in the colophons of the manuscripts found in Dunhuang itself.

Of course, some of these Chinese scribes must have felt a little rebellious under the thumb of their Tibetan masters. One wouldn’t necessarily expect to see examples of this, history being written by the victors, and so on. But I recently came across a little poem scribbled on a piece of scrap paper owned by one of the scribes (this paper is known as legtsé, wrapping paper for bundles of blank pages delivered to scribes). The scribe has signed it thus:

This is the scrap paper of Lenho Wenman. Anyone who steals it will be cut into pieces!

Elsewhere on the paper this pugnacious scribe has written the first lines of a poem. Here is my very loose translation:

We are the subjects of Tibet,
Which comes down on us like hammer blows
Though the tiger is noble
To challenge it is a great thing!

Eventually, Tibetan rule was seriously challenged by a local Chinese movement called “Return to Allegiance” which reclaimed Dunhuang in the year 848. The Chinese were their own masters again, yet they were not the same as they had been before the Tibetans came. They continued to use the Tibetan language, and to practice Tibetan Buddhism, for many years to come.

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Tibetan text

IOL Tib J 1273: $/:/bdag cag cag ni bod kyi ‘bangs/ gar bab ni thog thog bzhin/ dpal kyang stag la ‘gran/ bzang khyad ni …

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Images

1. Seal from Pelliot tibétain 1089
2. Detail, including seal, from Pelliot tibétain 1083.

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References

The translation from the New Tang Annals is from: Bushell, Stephen W. 1880. The Early History of Tibet from Chinese Sources. Journal of the Royal Asiatic Society 12: 435–541. (Quote from p.514)

For studies of the two Dunhuang letters, see the Old Tibetan Documents Online website.

On the Chinese-Tibetan names of Dunhuang residents, see: Tsuguhito Takeuchi. 1995. Old Tibetan Contracts from Central Asia. Tokyi: Daizo Shuppan.

And on multicultural Dunhuang, see this excellent article by Tokio Takata.

Finally, my thanks to Pasang Wangdu for discussing his insights regarding these Perfection of Wisdom manuscripts with me.